丸善雄松堂株式会社
学術情報ソリューション事業部
法律情報営業部

〒160-0002
東京都新宿区四谷坂町10-10
Tel: 03-6367-6120
Fax: 03-6367-6215

※2018年5月7日より電話・Fax番号が変わりました。

ご注文に際して

個人情報保護方針

コーポレートサイト

バタワース社 英国金融サービス規則コメンタリー

Butterworths Financial Regulation Service

Pollyanna Deane (General Editor), Michael Blair (Consultant Editor)

8 vols. Looseleaf. 2002 to date.(追録年5回)

Butterworths. ISBN: 9780406941312

Full Set ¥522,620

在庫あり

英国金融規制の第一級の解説資料集。銀行、投資会社、保険会社、証券会社、仲介業者等の業態ごとに、FSMA2000および金融サービス庁(FSA)規則の内容を収録し、コメンタリーを附しています。基本となるVol.1&2(in 3 binders)に、対象業種ごとの各巻をオプションとして購入することも可能です。

【本書の構成】

■第1&2巻:通則、規制・監督手続と業者破綻時の救済(基本セット全3巻)

■第3巻:投資会社と集団投資スキーム(分売可)

■第4巻:銀行等の金融機関(分売可)

■第5巻:市場取引;上場規則、株式募集、公認取引所および決済機関、エネルギー/石油取引市場(分売可)

■第6巻:保険、ロイズ、共済(Friendly Societies)(分売可)

■第7巻:モゲージ、保険仲介業(分売可)

【Table of Contents】

VOLUME 1. General (including High Level Standards)

A. The Regulatory Structure in Operation

B. Financial Services and Markets Act 2000

C-1. Statutes

C-2. Statutory Instruments

C-3. EU Materials

C-4. Other Materials

D. Cases

E. EU Financial Services

F. FSA Glossary

G. General Sourcebook on High Level Transitional Provisions

H. High Level Standards (Firms)

I. High Level Standards (Individuals)

J. Money Laundering Requirements

K. Money Laundering Commentary

L. Electronic Commerce Requirements

M. Electronic Commerce Commentary

N. Electronic Money Requirements

O. Electronic Money Commentary

VOLUME 2. Regulatory Processes and Redress

A. Authorisation Requirements

B. Authorisation Commentary

C. Supervision Requirements

D. Supervision Commentary

E. Enforcement and Investigations Requirements

F. Enforcement and Investigations Commentary

G. Decision Making Requirements

H. Decision Making Commentary

I. Dispute resolution: Complaints Requirements

J. Complaints Commentary

K. Compensation Requirements

L. Compensation Commentary

M. Complaints Against the FSA Requirements

N. Complaints Against the FSA Commentary

VOLUME 3. Investment Firms and Collective Investment Schemes

A. Prudential Requirements for Investment Businesses

B. Prudential Requirements for Investment Businesses Commentary

C. Conduct of Business Requirements

D. Conduct of Business Commentary

D.1. Client Assets Requirements

D.2. Client Assets Commentary

D.3. New Collective Investment Schemes Requirements

D.4. New Collective Investment Schemes Commentary

E. Collective Investment Schemes Requirements

F. Collective Investment Schemes Commentary

G. Professional Firms Requirements

H. Professional Firms Commentary

VOLUME 4. Credit Institutions

A. Interim Prudential Sourcebook: Banks

B. Interim Prudential Sourcebook: Banks Commentary

C. Interim Prudential Sourcebook: Building Societies

D. Interim Prudential Sourcebook: Building Societies Commentary

E. Credit Unions Requirements

F. Credit Unions Commentary

G. Mortgages Requirements

H. Mortgages Commentary

VOLUME 5. Markets

B. Market Conduct Commentary

C. Listing Rules Requirements

D. Listing Rules Commentary

E. Public Offer of Securities Requirements

F. Public Offer of Securities Commentary

G. Recognised Investment Exchanges and Recognised Clearing Houses Requirements

H. Recognised Investment Exchanges and Recognised Clearing Houses Commentary

I. Service Companies Requirements

J. Service Companies Commentary

K. Energy Market Participants Requirements

L. Energy Market Participants Commentary

M. Oil Market Participants Requirements

N. Oil Market Participants Commentary

VOLUME 6. Insurance, Lloyd's and Friendly Societies

A. Insurance Requirements

B. Insurance Commentary

C. Lloyd's Requirements

D. Lloyd's Commentary

E. Friendly Societies Requirements

F. Small Friendly Societies Requirements;

G. Friendly Societies Commentary

VOLUME 7. Mortgage and Insurance Intermediaries

A. Mortgages: Conduct of Business Requirements

B. Mortgages: Conduct of Business Commentary

C. Insurance: Conduct of Business Requirements

D. Insurance: Conduct of Business Commentary

Index