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カリフォルニア州証券法

Practice under the California Securities Laws

Harold W. Marsh, Robert H. Volk

3 vols. Looseleaf. 1977 to date.(追録年1回)

Matthew Bender. ISBN: 9780820515526

¥409,116

在庫あり

カリフォルニア州証券法実務の体系書。登録要件および免除規定、不動産シンジケート、フランチャイズ投資法における登録要件などについて、関連資料を網羅的に収録して解説。

【Table of Contents】

Ch.1 History of California Corporate Securities Law

Ch.2 Organization and Administration of the Department of Corporations

Ch.3 Offers and Negotiations

Ch.3A Federal Preemption of State Securities Regulation

Ch.4 General Exemptions From Qualification

Ch.5 Problems Relating to Special Types of Issuers and Securities

Ch.6 Procedure for Qualification of Issuer Transactions

Ch.7 Recapitalizations and Reorganizations

Ch.8 Standards for the Exercise of the Commissioner's Discretion

Ch.9 Conditions of Qualification

Ch.10 Nonissuer Transactions

Ch.11 Transfer of Securities Subject to Legend or Escrow Condition

Ch.12 Advertising Securities

Ch.13 Regulation of Agents, Broker-Dealers, and Investment Advisers

Ch.14 Civil Liabilities

Ch.15-30 (RESERVED)

Ch.31 Regulation of Real Estate Syndicates by the Corporations Commissioner

Ch.32-39 (RESERVED)

Ch.40 Registration of Franchises Under the California Franchise Investment Law

Appendix A-1 The California Corporate Securities Law of 1968 and Rules Thereunder, Annotated

Appendix A-2 Department of Corporations General Releases

Appendix A-3 Selected Sample Completed Forms under Corporate Securities Law

Appendix A-4 Department of Corporations Releases under The Corporate Securities Law of 1968

Appendix B-1 Broker-Dealer Application Forms

Appendix C-1 Franchise Investment Law and Rules and Forms Thereunder

Appendix C-2 Department of Corporations' "Guidelines For Franchise Registration"

Appendix C-3 [RESERVED]

Appendix C-4 Department of Corporations Releases under The Franchise Investment Law