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ヨーロッパ各国の証券取引法

Securities Transactions in Europe

1 vol. Looseleaf. 1997 to date.(追録年3回)

Sweet & Maxwell. ISBN: 9780863254642

¥452,556

在庫あり

欧州主要10カ国の証券取引法制度の概要を収録。国別に構成され、各法域の弁護士が規制内容を100頁前後で解説しています。同一項目には同じ番号を附すなどして、法域間の比較を容易にしています。

【各章の構成】

1.概要 2.マーケット 3.取引可能な株式、社債、金融商品 4.規制当局 5.仲買人他の市場参加者 6.株式の募集 7.上場規則 8.犯罪行為 9.公開買付 10.税制

【収録国】

ベルギー・フランス・ドイツ・イタリア・ルクセンブルグ・オランダ・スペイン・スウェーデン・スイス・イギリス

【Table of Contents】

【サンプルチャプター: GERMANY, contributed by Morgan Lewis & Bockius】

*Key points

◆INTRODUCTION

*Brief History

*Status of the Implementation of EC Directives

*Regulators

*Relevant Laws and Regulations

◆THE MARKETS

*Definition of an Exchange Under German Law

*Exchanges in Germany

*Organisation of Exchanges in Germany

*Admission as Trading Participant to the Exchange

*Suspension and Revocation of Admission

*Rules and Regulations of Exchanges

*Market Segments of German Exchanges

*Electronic Trading Systems

*Trading on Eurex

◆MARKETABLE SECURITIES

*Meaning of the Term "Securities"

*The Issue of Securities

*The Different Types of Marketable Securities

◆REGULATORY AUTHORITIES

*Federal Financial Supervisory Authority

*Bundesbank

*The Federal Securities Board

*Exchange Supervisory Authorities

*The Exchange Council

*The Trading Supervisory Office

*Close Co-operation

◆INTERMEDIARIES AND PORTFOLIO MANAGERS

*Underwriters

*Investor's Brokers

*Regulation of Stock Exchange Brokers

*German Investment Companies

*Hedges Funds

*Foreign Investment Companies

*German Investment Tax Act

*Safekeeping of Securities

*Settlement of Securities Transactions in Germany

*Settlement of Securities Transactions Effected Abroad

*Clearing and Settlement on EUPEX

◆OFFERINGS OF SECURITIES

*Offering of Securities Other than Investment Fund Units

*Contents of the Prospectus

*Exemptions

*Distribution of Investment Fund Units of German

*Distribution of Non-EU Investment Fund Units

*Distribution of EU Investment Fund Units (UCITS)

◆LISTING OF SECURITIES

*Listing on the Regulated Market

*Contents of the Listing Prospectus

*Prospectus Exemptions

*Inclusion in the Unofficial Regulated Market

*Listing of Futures and Options

*Reporting and Disclosure Requirements: Introduction

*Reporting and Disclosure Requirements of Issuers

*Reporting and Disclosure Requirements of Shareholders, Holders of Financial Instruments and Directors

◆TRADING OF SECURITIES

*The Need to Retrain a Broker

*Relationship Between Investor and Broker

*Stock Exchange Trading Rules

*Price Finding Procedure on the Stock of Exchange Floor

*EUREX Trading Rules

*Rules of Conduct for Intermediaries

*Insider Trading Rules

◆TAKEOVER RULES

*Takeover Act

*The Principle of German Takeover Law

*The Supervision of Public Takeovers

*The Scope and Content of German Takeover Law

*The Offer Document

*The Takeover Procedure

*Squeeze-out Procedure under German Takeover Law

◆TAXATION

*Transfer Taxes

*Turnover Taxes

*Withholding Taxes

*Capital gains Taxes

*Income and Corporate Taxes

◆RELATED TOPICS

*Terms and Conditions of Debt Instruments

*Securities Lending

*Repo Transactions

 

*Abbreviations

*Index