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国際的な証券・デリバティブ取引に関する米国法規 第11&12版 全3巻

U.S. Regulation of the International Securities and Derivatives Markets, 11th & 12th Edition

Edward F. Greene, Alan L. Beller, Edward J. Rosen, Leslie N. Silverman, Daniel A. Braverman, Sebastian R. Sperber, Nicolas Grabar

3 vols. Looseleaf., 2017年5月刊

Aspen Publishers, USA. ISBN: 9781454887379

¥143,587

在庫あり

外国の発行者や金融商品、銀行、証券業者、投資会社が米国資本市場において取引する際に服する広範かつ複雑な規則に関する解説書。Cleary Gottlieb Steen & Hamilton法律事務所編。米国企業による海外募集、外国企業による米国市場での公募・私募、公開買付けや事業結合などの取引、およびそれらの取引に介在する様々な当事者にかかる規則を詳解しており、米国証券諸法の持つ国際的な側面を網羅する内容となっています。

【Table of Contents】

<U.S. Regulation of the International Securities and Derivatives Markets, 12th Edition, Securities Markets>

1.Statutory and Regulatory Framework

2.Key Considerations for a Foreign Company Accessing the U.S. Capital Markets for the First Time

3.The U.S. Public Offering Process for Foreign Issuers

4.Foreign Issuer Disclosure in the U.S. Public Securities Market

5.Corporate Governance and Similar Requirements Applicable to Reporting Foreign Private Issuers

6.Certain Requirements Relating to Directors, Officers and Major Shareholders of Foreign Private Issuers that are Public Companies in the United States

7.Private Offerings in the United States by Foreign Issuers

8.Financings Outside the United States

9.Tender Offers, Repurchases of Equity Securities, Liability Management; Business Combinations

10.Selected Practical Issues in Cross-Border Offerings

11.Enforcement of the U.S. Securities Laws

12.Categorization and Regulation of Securities

13.The U.S.-Canadian Multijurisdictional Disclosure System

14.Foreign and Foreign-Owned Broker-Dealers

15.Foreign Investment Companies

16.Foreign and Foreign-Owned Investment Advisers

Table of Cases

Table of SEC Releases

Table of No-Action Letters

Table of Federal Reserve Board Orders

Index

<U.S. Regulation of the International Securities and Derivatives Markets, 11th Edition>

PART ONE

1.Statutory and Regulatory Framework

2.SEC Registration Process for U.S. Public Offerings by Foreign Issuers

3.Foreign Issuer Disclosure in the U.S. Public Securities Market

4.Obligations of Reporting Foreign Issuers and Their Shareholders

5.Private Offerings in the United States by Foreign Issuers

6.Financings Outside the United States

7.Selected Practical Issues in Cross-Border Offerings

8.Selected EU Financial Services Directives on Securities Offerings and Ongoing Reporting

9.Reporting of Large Shareholdings, Tender and Exchange Offers and Business Combinations

10.The U.S.-Canadian Multijurisdictional Disclosure System

11.Enforcement of the U.S. Securities Laws

PART TWO

12.Classification of Securities and Derivative Instruments

13.Key Considerations for Derivatives End Users

14.Foreign and Foreign-Owned Broker-Dealers and Futures Commission Merchants

15.Foreign and Foreign-Owned Swap and Security-Based Swap Dealers

16.Foreign and Foreign-Owned Major Participants in Swaps and Security-Based Swaps

17.Foreign and Foreign-Owned Investment Advisers and Commodity Trading Advisors

18.Foreign Investment Companies and Commodity Pool Operators

19.Major Banking Law Considerations for Banks and Other Financial Companies in the International Securities Business

Table of Cases

Table of SEC Releases

Table of No-Action Letters

Table of Federal Reserve Board Orders

Table of CFTC Interpretative Letters

Index