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証券法関連法令集

Securities Primary Law Sourcebook

A. A. Sommer Jr. (General Editor)

5 vols. Looseleaf. 1966 to date.(追録年3回) (Securities Regulation Series)

Matthew Bender. ISBN: 9780820527772

¥407,340

在庫あり

1933年連邦証券法および1934年連邦証券取引所法をはじめとする、証券に関連するあらゆる法令・規則等の一次資料に加え、書式等も収録した資料集です。

【Table of Contents】

PART A. PROPOSED AMENDMENT GUIDE

PART B. SECURITIES ACT OF 1933

PART C. RULES AND REGULATIONS UNDER THE SECURITIES ACT OF 1933

PART D. FORMS UNDER THE SECURITIES ACT OF 1933

PART E. LEGISLATIVE HISTORY OF THE SECURITIES ACT OF 1933

PART F. SECURITIES EXCHANGE ACT OF 1934

PART G. RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934

PART H. FORMS UNDER THE SECURITIES EXCHANGE ACT OF 1934 ISSUED BY THE SECURITIES AND EXCHANGE COMMISSION

PART I. LEGISLATIVE HISTORY OF THE SECURITIES EXCHANGE ACT OF1934

PART J. REGULATION S-B INTEGRATED DISCLOSURE SYSTEM FOR SMALL BUSINESS ISSUERS

PART K. REGULATION S-K STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975

PART L. REGULATION S-T GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS

PART M. REGULATION S-X FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975

PART N. REGULATION S-P PRIVACY OF CONSUMER FINANCIAL INFORMATION PRIVACY OF CONSUMER FINANCIAL INFORMATION

PART O. [Reserved]

PART P. NASD RULES

PART Q. SEC RULES OF PRACTICE

PART R. SIPA MATERIALS

PART S. TRUST INDENTURE ACT MATERIALS

PART T. [Reserved]

PART U. [Reserved]

PART V. SELECTED SEC RELEASES